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North American Securities Administrators Association
Results: 518

#	Item
71	December 22, 2014 INTRASTATE CROWDFUNDING LEGISLATION Prepared by the North American Securities Administrators Association (NASAA) STATE Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-12-23 12:59:19 Business Crowd funding Finance Money
72	ALABAMA SECURITIES COMMISSION Post Office Box[removed]Montgomery, Alabama[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website: www.asc.alabama.gov Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2014-12-15 12:34:23 73rd United States Congress Financial regulation Finance Financial system New Deal Securities Act Form D Regulation D North American Securities Administrators Association United States securities law United States Securities and Exchange Commission SEC filings
73	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-12-23 13:47:29 Financial economics Finance North American Securities Administrators Association Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer Self-regulatory organization Uniform Securities Agent State Law Exam United States securities law Financial regulation Financial system
74	Updated Publication Addresses Investor Confusion about Stockbrokers, Investment Advisers, and Financial Planners WASHINGTON, D.C., July 30, 2013—Groups representing state securities regulator Add to Reading List Source URL: www.napfa.org Language: English - Date: 2013-08-06 12:11:21 Finance Professional certification in finance Financial services Financial regulation Financial adviser Financial planner Investment Adviser Association Investor education North American Securities Administrators Association Financial economics Business Investment
75	New Mexico Regulation and Licensing Department SECURITIES DIVISION T on ey An a ya Bu i ld in g ▪ 2550 Cer ri llos Ro ad ▪ P.O . Box 25101 ▪ Sa nt a Fe, N ew Mexi co[removed]-4580 ▪ Fax[removed]7 Add to Reading List Source URL: www.rld.state.nm.us Language: English - Date: 2014-10-29 17:28:54 Securities fraud Financial system Securities regulation in the United States North American Securities Administrators Association Pearlasia Gamboa Financial economics Finance United States securities law Corruption Securities
76	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-12-23 13:47:26 Finance North American Securities Administrators Association Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer Uniform Securities Agent State Law Exam United States securities law Financial economics Financial system
77	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-10-22 13:28:41 North American Securities Administrators Association Financial system Business Finance United States securities law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission
78	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-11-07 10:10:28
79	In cooperation with the North American Securities Administrators Association, I am pleased to Add to Reading List Source URL: www.cyberdriveillinois.com Language: English - Date: 2012-02-06 10:25:43 Investor education Ethics Securities fraud North American Securities Administrators Association Fraud Madoff investment scandal United States securities law Law Economics
80	NASAA ENFORCEMENT REPORT 2014 REPORT ON 2013 DATA PREPARED BY: NASAA ENFORCEMENT SECTION OCTOBER 2014 Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-11-04 14:15:25 Law Financial regulation Financial economics Canadian law Canadian securities regulation Securities fraud North American Securities Administrators Association U.S. Securities and Exchange Commission Selling away Securities United States securities law Financial system